WHY TAURUS COMPLIANCE

Taurus offers a team of trained industry professionals who are dedicated to providing the highest quality compliance consulting services in the marketplace. We work with each of our clients to customize a compliance strategy that meets their individual business needs, while satisfying their compliance obligations.

The Taurus team offers:

  • Experience – Our staff has extensive Securities Exchange Commission experience working with both individual investment companies and investment advisors to provide a personalized approach to compliance matters.
  • Customized Compliance Solutions – We don’t believe in a ‘one size fits all’ compliance strategy. We work to create a customized compliance strategy to integrate into your current business model, creating a synergy between compliance and business operations.
  • Affordable Pricing – We offer premium compliance services at affordable prices, giving every broker/dealer the opportunity to leverage superior consulting services to oversee their business operations.
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